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Seer, Inc. — Director's Dealing 2020
Dec 12, 2020
34036_dirs_2020-12-11_c5895af7-34d1-4a11-8cdb-b88f6fc0c9b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-03
Reporting Person: Maverick Capital Ventures, LLC (10% Owner)
Reporting Person: Maverick Ventures Investment Fund, L.P. (10% Owner)
Reporting Person: Maverick Advisors Fund, L.P. (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-03 | Stock Option (right to buy) | $19.0 | J | 37383 | Acquired | 2020-12-03 | Class A Common Stock (37383.0) | Indirect |
Footnotes
F1: The reported stock option was granted to David Singer, a director of the Issuer, and a Managing Partner of Maverick Capital Ventures, LLC (Maverick Ventures), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. (the Maverick Venture Funds). Mr. Singer is deemed to hold the reported stock option for the benefit of Maverick Ventures and may exercise the stock option solely upon the direction of Maverick Ventures, which entity is entitled to the shares of Class A Common Stock issued upon exercise. Maverick Ventures, Maverick Venture Funds and Lee S. Ainslie III, a Managing Partner of Maverick Ventures, may be deemed the indirect beneficial owners of this stock option.
F2: Shares subject to the option vest in 36 equal monthly installments beginning on January 3, 2021.