SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2018

Jun 26, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2018-02-02

Reporting Person: FULLER GILBERT A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-02	Class A Common Stock	J	30	$4.8	Acquired	638	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-12-07	Director Stock Option (right to buy)	$5.46	A	1341	Acquired	2022-12-07	Class A Common Stock (1341)	Direct
2013-12-06	Director Stock Option (right to buy)	$3.75	A	6179	Acquired	2023-12-06	Class A Common Stock (6179)	Direct
2013-12-07	Director Stock Option (right to buy)	$3.75	A	1277	Acquired	2023-12-07	Class A Common Stock (1277)	Direct
2014-12-05	Director Stock Option (right to buy)	$4.09	A	6078	Acquired	2024-12-05	Class A Common Stock (6078)	Direct
2014-12-07	Director Stock Option (right to buy)	$4.09	A	1216	Acquired	2024-12-07	Class A Common Stock (1216)	Direct
2015-12-04	Director Stock Option (right to buy)	$5.76	A	5789	Acquired	2025-12-04	Class A Common Stock (5789)	Direct
2015-12-07	Director Stock Option (right to buy)	$5.76	A	1158	Acquired	2025-12-07	Class A Common Stock (1158)	Direct
2016-12-06	Director Stock Option (right to buy)	$6.64	A	5513	Acquired	2026-12-02	Class A Common Stock (5513)	Direct
2016-12-07	Director Stock Option (right to buy)	$6.64	A	1103	Acquired	2026-12-07	Class A Common Stock (1103)	Direct
2017-12-01	Director Stock Option (right to buy)	$4.8	A	1050	Acquired	2027-12-01	Class A Common Stock (1050)	Direct

Footnotes

F1: Received pursuant to a stock dividend paid on February 2, 2018

F2: This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.

F3: This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.

F4: This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.

F5: This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.

F6: This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, and February 2, 2018.

F7: This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.

F8: This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, and February 2, 2018.

F9: This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect stock dividends paid on February 3, 2017 and February 2, 2018.

F10: This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017 and February 2, 2018.

F11: This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 2, 2018. This option vests on December 1, 2018.