SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2017

Apr 26, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2017-02-03

Reporting Person: Cook John L (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-06	Director Stock Option (right to buy)	$3.95	A	5885	Acquired	2023-12-06	Class A Common Stock (5885)	Direct
2013-12-07	Director Stock Option (right to buy)	$3.95	A	1216	Acquired	2023-12-07	Class A Common Stock (1216)	Direct
2014-12-05	Director Stock Option (right to buy)	$4.3	A	5789	Acquired	2024-12-05	Class A Common Stock (5789)	Direct
2014-12-07	Director Stock Option (right to buy)	$4.3	A	1158	Acquired	2024-12-07	Class A Common Stock (1158)	Direct
2015-12-04	Director Stock Option (right to buy)	$6.06	A	5513	Acquired	2025-12-04	Class A Common Stock (5513)	Direct
2015-12-07	Director Stock Option (right to buy)	$6.06	A	1103	Acquired	2025-12-07	Class A Common Stock (1103)	Direct
2016-12-02	Director Stock Option (right to buy)	$6.68	A	5250	Acquired	2026-12-02	Class A Common Stock (5250)	Direct
2016-12-07	Director Stock Option (right to buy)	$6.99	A	1050	Acquired	2026-12-07	Class A Common Stock (1050)	Direct

Footnotes

F1: This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.

F2: This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.

F3: This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.

F4: This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.

F5: This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.

F6: This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.

F7: This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock option paid on February 3, 2017. This option vests on December 2, 2017.

F8: This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock option paid on February 3, 2017. This option vests on December 7, 2017.