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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2017
Dec 11, 2017
33553_dirs_2017-12-11_3e9e4089-8d04-4515-b851-fbcfe9de2f7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2017-12-11
Reporting Person: Wilbur Norman G (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-07 | Director Stock Option (right to buy) | $5.75 | A | 1277 | Acquired | 2022-12-07 | Class A Common Stock (1277) | Direct |
| 2013-12-06 | Director Stock Option (right to buy) | $3.95 | A | 2735 | Acquired | 2023-12-06 | Class A Common Stock (2735) | Direct |
| 2013-12-07 | Director Stock Option (right to buy) | $3.95 | A | 1216 | Acquired | 2023-12-07 | Class A Common Stock (1216) | Direct |
| 2014-12-05 | Director Stock Option (right to buy) | $4.3 | A | 5789 | Acquired | 2024-12-05 | Class A Common Stock (5789) | Direct |
| 2014-12-07 | Director Stock Option (right to buy) | $4.3 | A | 1158 | Acquired | 2024-12-07 | Class A Common Stock (1158) | Direct |
| 2015-12-04 | Director Stock Option (right to buy) | $6.06 | A | 5513 | Acquired | 2025-12-04 | Class A Common Stock (5513) | Direct |
| 2015-12-07 | Director Stock Option (right to buy) | $6.06 | A | 1103 | Acquired | 2025-12-07 | Class A Common Stock (1103) | Direct |
| 2016-12-02 | Director Stock Option (right to buy) | $6.68 | A | 5250 | Acquired | 2026-12-02 | Class A Common Stock (5250) | Direct |
| 2016-12-07 | Director Stock Option (right to buy) | $6.99 | A | 1050 | Acquired | 2026-12-07 | Class A Common Stock (1050) | Direct |
| 2017-12-01 | Director Stock Option (right to buy) | $5.05 | A | 1000 | Acquired | 2027-12-01 | Class A Common Stock (1000) | Direct |
Footnotes
F1: This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
F2: This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
F3: This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.
F4: This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
F5: This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.
F6: This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.
F7: This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.
F8: This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests on December 2, 2017.
F9: This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests on December 7, 2017.
F10: This option was granted on December 1, 2017 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share. This option vests on December 1, 2018.