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SECURITY NATIONAL FINANCIAL CORP Director's Dealing 2017

Dec 11, 2017

33553_dirs_2017-12-11_3e9e4089-8d04-4515-b851-fbcfe9de2f7b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2017-12-11

Reporting Person: Wilbur Norman G (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-07 Director Stock Option (right to buy) $5.75 A 1277 Acquired 2022-12-07 Class A Common Stock (1277) Direct
2013-12-06 Director Stock Option (right to buy) $3.95 A 2735 Acquired 2023-12-06 Class A Common Stock (2735) Direct
2013-12-07 Director Stock Option (right to buy) $3.95 A 1216 Acquired 2023-12-07 Class A Common Stock (1216) Direct
2014-12-05 Director Stock Option (right to buy) $4.3 A 5789 Acquired 2024-12-05 Class A Common Stock (5789) Direct
2014-12-07 Director Stock Option (right to buy) $4.3 A 1158 Acquired 2024-12-07 Class A Common Stock (1158) Direct
2015-12-04 Director Stock Option (right to buy) $6.06 A 5513 Acquired 2025-12-04 Class A Common Stock (5513) Direct
2015-12-07 Director Stock Option (right to buy) $6.06 A 1103 Acquired 2025-12-07 Class A Common Stock (1103) Direct
2016-12-02 Director Stock Option (right to buy) $6.68 A 5250 Acquired 2026-12-02 Class A Common Stock (5250) Direct
2016-12-07 Director Stock Option (right to buy) $6.99 A 1050 Acquired 2026-12-07 Class A Common Stock (1050) Direct
2017-12-01 Director Stock Option (right to buy) $5.05 A 1000 Acquired 2027-12-01 Class A Common Stock (1000) Direct

Footnotes

F1: This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.

F2: This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.

F3: This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017.

F4: This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.

F5: This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017.

F6: This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.

F7: This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017.

F8: This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests on December 2, 2017.

F9: This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 3, 2017. This option vests on December 7, 2017.

F10: This option was granted on December 1, 2017 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share. This option vests on December 1, 2018.