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SECURITY NATIONAL FINANCIAL CORP Director's Dealing 2016

Jan 7, 2016

33553_dirs_2016-01-07_428a93fb-98cd-485f-9844-ad5c2912433f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2015-12-04

Reporting Person: Quist S. Andrew (Director, VP - Associate General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-21 Class A Common Stock G 2000 $7.4 Disposed 11457 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-02 Employee Stock Option (right to buy) $1.06 A 18233 Acquired 2021-12-02 Class A Common Stock (18233) Direct
2012-04-13 Employee Stock Option (right to buy) $1.34 A 17365 Acquired 2022-04-13 Class A Common Stock (17365) Direct
2013-12-06 Employee Stock Option (right to buy) $4.38 A 11025 Acquired 2023-12-06 Class A Common Stock (11025) Direct
2014-07-02 Employee Stock Option (right to buy) $4.08 A 10500 Acquired 2024-07-02 Class A Common Stock (10500) Direct
2014-12-05 Employee Stock Option (right to buy) $4.77 A 21000 Acquired 2024-12-05 Class A Common Stock (21000) Direct
2015-12-07 Employee Stock Option (right to buy) $6.72 A 20000 Acquired 2025-12-04 Class A Common Stock (20000) Direct

Footnotes

F1: Does not include 35,350 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.

F2: This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.

F3: This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015.

F4: This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.

F5: This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015.

F6: This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015.

F7: This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested.