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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2016
Jan 7, 2016
33553_dirs_2016-01-07_428a93fb-98cd-485f-9844-ad5c2912433f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2015-12-04
Reporting Person: Quist S. Andrew (Director, VP - Associate General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-21 | Class A Common Stock | G | 2000 | $7.4 | Disposed | 11457 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-02 | Employee Stock Option (right to buy) | $1.06 | A | 18233 | Acquired | 2021-12-02 | Class A Common Stock (18233) | Direct |
| 2012-04-13 | Employee Stock Option (right to buy) | $1.34 | A | 17365 | Acquired | 2022-04-13 | Class A Common Stock (17365) | Direct |
| 2013-12-06 | Employee Stock Option (right to buy) | $4.38 | A | 11025 | Acquired | 2023-12-06 | Class A Common Stock (11025) | Direct |
| 2014-07-02 | Employee Stock Option (right to buy) | $4.08 | A | 10500 | Acquired | 2024-07-02 | Class A Common Stock (10500) | Direct |
| 2014-12-05 | Employee Stock Option (right to buy) | $4.77 | A | 21000 | Acquired | 2024-12-05 | Class A Common Stock (21000) | Direct |
| 2015-12-07 | Employee Stock Option (right to buy) | $6.72 | A | 20000 | Acquired | 2025-12-04 | Class A Common Stock (20000) | Direct |
Footnotes
F1: Does not include 35,350 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
F2: This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015.
F3: This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015.
F4: This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
F5: This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015.
F6: This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015.
F7: This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested.