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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2016
Jul 12, 2016
33553_dirs_2016-07-12_08e977e3-516d-412d-b553-ce04198957f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2016-07-08
Reporting Person: Wilbur Norman G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-08 | Class A Common Stock | S | 370 | $4.8 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-07 | Director Stock Option (right to buy) | $6.05 | A | 1216 | Acquired | 2022-12-07 | Class A Common Stock (1216) | Direct |
| 2013-12-06 | Director Stock Option (right to buy) | $4.16 | A | 5605 | Acquired | 2023-12-06 | Class A Common Stock (5605) | Direct |
| 2013-12-07 | Director Stock Option (right to buy) | $4.16 | A | 1158 | Acquired | 2023-12-07 | Class A Common Stock (1158) | Direct |
| 2014-12-05 | Director Stock Option (right to buy) | $4.53 | A | 5513 | Acquired | 2024-12-05 | Class A Common Stock (5513) | Direct |
| 2014-12-07 | Director Stock Option (right to buy) | $4.53 | A | 1103 | Acquired | 2024-12-07 | Class A Common Stock (1103) | Direct |
| 2015-12-04 | Director Stock Option (right to buy) | $6.38 | A | 5250 | Acquired | 2025-12-04 | Class A Common Stock (5250) | Direct |
| 2015-12-07 | Director Stock Option (right to buy) | $6.38 | A | 1050 | Acquired | 2025-12-07 | Class A Common Stock (1050) | Direct |
Footnotes
F1: This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, and February 5, 2016.
F2: This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
F3: This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, and February 5, 2016.
F4: This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
F5: This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
F6: This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 4, 2016.
F7: This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016.