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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2014
Jan 30, 2014
33553_dirs_2014-01-30_c26aca04-5dfc-4125-a254-2e970f10a7ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2013-12-06
Reporting Person: Wilbur Norman G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-28 | Class A Common Stock | S | 1000 | $4.45 | Disposed | 4622 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-12-07 | Director Stock Option (right to buy) | $3.76 | A | 1408 | Acquired | 2016-12-07 | Class A Common Stock (1408) | Direct |
| 2007-12-07 | Director Stock Option (right to buy) | $2.79 | A | 1341 | Acquired | 2017-12-07 | Class A Common Stock (1341) | Direct |
| 2008-03-31 | Director Stock Option (right to buy) | $3.01 | A | 3191 | Acquired | 2018-03-31 | Class A Common Stock (3191) | Direct |
| 2009-12-04 | Director Stock Option (right to buy) | $2.89 | A | 6078 | Acquired | 2019-12-04 | Class A Common Stock (6078) | Direct |
| 2009-12-07 | Director Stock Option (right to buy) | $2.89 | A | 1216 | Acquired | 2019-12-07 | Class A Common Stock (1216) | Direct |
| 2010-12-03 | Director Stock Option (right to buy) | $1.58 | A | 5789 | Acquired | 2020-12-03 | Class A Common Stock (5789) | Direct |
| 2012-04-13 | Director Stock Option (right to buy) | $1.48 | A | 5250 | Acquired | 2022-04-13 | Class A Common Stock (5250) | Direct |
| 2012-12-07 | Director Stock Option (right to buy) | $7.05 | A | 1050 | Acquired | 2022-12-07 | Class A Common Stock (1050) | Direct |
| 2013-12-06 | Director Stock Option (right to buy) | $4.85 | A | 4842 | Acquired | 2023-12-06 | Class A Common Stock (4842) | Direct |
| 2013-12-07 | Director Stock Option (right to buy) | $4.85 | A | 1000 | Acquired | 2023-12-07 | Class A Common Stock (1000) | Direct |
Footnotes
F1: This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
F2: This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
F3: This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
F4: This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
F5: This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
F6: This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
F7: This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
F8: This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
F9: This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 6, 2014.
F10: This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2014.