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SECURITY NATIONAL FINANCIAL CORP Director's Dealing 2014

Aug 21, 2014

33553_dirs_2014-08-21_c98b71e6-1293-4f8e-bfc7-2d3d22defbb8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2014-08-18

Reporting Person: Wilbur Norman G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-18 Class A Common Stock M 5513 $1.41 Acquired 9710 Direct
2014-08-18 Class A Common Stock S 1780 $4.52 Disposed 7930 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2006-12-07 Director Stock Option (right to buy) $3.57 A 1478 Acquired 2016-12-07 Class A Common Stock (1478) Direct
2007-12-07 Director Stock Option (right to buy) $2.65 A 1408 Acquired 2017-12-07 Class A Common Stock (1408) Direct
2008-03-31 Director Stock Option (right to buy) $2.86 A 3351 Acquired 2018-03-31 Class A Common Stock (3351) Direct
2009-12-04 Director Stock Option (right to buy) $2.75 A 6382 Acquired 2019-12-04 Class A Common Stock (6382) Direct
2009-12-07 Director Stock Option (right to buy) $2.75 A 1277 Acquired 2019-12-07 Class A Common Stock (1277) Direct
2012-04-13 Director Stock Option (right to buy) $1.41 M 5513 Disposed 2022-04-13 Class A Common Stock (5513) Direct
2012-12-07 Director Stock Option (right to buy) $6.7 A 1103 Acquired 2022-12-07 Class A Common Stock (1103) Direct
2013-12-06 Director Stock Option (right to buy) $4.61 A 5084 Acquired 2023-12-06 Class A Common Stock (5084) Direct
2013-12-07 Director Stock Option (right to buy) $4.61 A 1050 Acquired 2023-12-07 Class A Common Stock (1050) Direct

Footnotes

F1: This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.

F2: This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.

F3: This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.

F4: This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.

F5: This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.

F6: This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.

F7: This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.

F8: This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014. This option vests on December 6, 2014.

F9: This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014. This option vests on December 7, 2014.