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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2014
Aug 21, 2014
33553_dirs_2014-08-21_c98b71e6-1293-4f8e-bfc7-2d3d22defbb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2014-08-18
Reporting Person: Wilbur Norman G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-18 | Class A Common Stock | M | 5513 | $1.41 | Acquired | 9710 | Direct |
| 2014-08-18 | Class A Common Stock | S | 1780 | $4.52 | Disposed | 7930 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-12-07 | Director Stock Option (right to buy) | $3.57 | A | 1478 | Acquired | 2016-12-07 | Class A Common Stock (1478) | Direct |
| 2007-12-07 | Director Stock Option (right to buy) | $2.65 | A | 1408 | Acquired | 2017-12-07 | Class A Common Stock (1408) | Direct |
| 2008-03-31 | Director Stock Option (right to buy) | $2.86 | A | 3351 | Acquired | 2018-03-31 | Class A Common Stock (3351) | Direct |
| 2009-12-04 | Director Stock Option (right to buy) | $2.75 | A | 6382 | Acquired | 2019-12-04 | Class A Common Stock (6382) | Direct |
| 2009-12-07 | Director Stock Option (right to buy) | $2.75 | A | 1277 | Acquired | 2019-12-07 | Class A Common Stock (1277) | Direct |
| 2012-04-13 | Director Stock Option (right to buy) | $1.41 | M | 5513 | Disposed | 2022-04-13 | Class A Common Stock (5513) | Direct |
| 2012-12-07 | Director Stock Option (right to buy) | $6.7 | A | 1103 | Acquired | 2022-12-07 | Class A Common Stock (1103) | Direct |
| 2013-12-06 | Director Stock Option (right to buy) | $4.61 | A | 5084 | Acquired | 2023-12-06 | Class A Common Stock (5084) | Direct |
| 2013-12-07 | Director Stock Option (right to buy) | $4.61 | A | 1050 | Acquired | 2023-12-07 | Class A Common Stock (1050) | Direct |
Footnotes
F1: This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
F2: This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
F3: This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
F4: This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
F5: This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
F6: This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.
F7: This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.
F8: This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014. This option vests on December 6, 2014.
F9: This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014. This option vests on December 7, 2014.