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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2014
Aug 25, 2014
33553_dirs_2014-08-25_e33ae94d-3649-4635-940c-c24a56d24660.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2014-07-02
Reporting Person: Sill Garrett S. (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-07 | Class A Common Stock | J | 1502 | $4.35 | Acquired | 31543 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Employee Stock Option (right to buy) | $4.61 | A | 4200 | Acquired | 2023-12-06 | Class A Common Stock (4200) | Direct |
| 2014-07-02 | Employee Stock Option (right to buy) | $4.29 | A | 4000 | Acquired | 2024-07-02 | Class A Common Stock (4000) | Direct |
Footnotes
F1: Received pursuant to a stock dividend paid on February 7, 2014.
F2: not include 7,831 shares of Class A Common Stock owned directly by the reporting person in the 401(k) Retirement Savings Plan and the Employee Stock Ownership Plan (ESOP).
F3: This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2014. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2014, until such shares are fully vested.
F4: This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.