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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2011
Mar 11, 2011
33553_dirs_2011-03-11_a3834216-582d-43f4-a33d-98392b40240a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2010-12-03
Reporting Person: SILL STEPHEN M (V.P., Treasurer & C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-04 | Class A Common Stock | J | 2142 | $1.74 | Acquired | 44986 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-03-31 | Employee Stock Option (right to buy) | $3.33 | A | 8682 | Acquired | 2018-03-31 | Class A Common Stock (8682) | Direct |
| 2009-12-04 | Employee Stock Option (right to buy) | $3.19 | A | 8269 | Acquired | 2019-12-04 | Class A Common Stock (8269) | Direct |
| 2010-12-03 | Employee Stock Option (right to buy) | $1.66 | A | 7875 | Acquired | 2020-12-03 | Class A Common Stock (7875) | Direct |
Footnotes
F1: Received pursuant to a 5% stock dividend paid on February 4, 2011.
F2: Owned jointly by the reporting person and his wife. Does not include 49,752 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, the Employee Stock Ownership Plan (ESOP), and the Deferred Compensation Plan.
F3: This option was originally reported as covering 7,500 shares of Class A Common Stock at an exercise price of $3.85 per share, but adjusted to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, and February 4, 2011.
F4: This option was originally reported as covering 7,500 shares of Class A Common Stock at an exercise price of $3.52 per share, but adjusted to reflect 5% stock dividends paid on February 5, 2010 and February 4, 2011.
F5: This option was originally reported as covering 7,500 shares of Class A Common Stock at an exercise price of $1.74 per share, but adjusted to reflect a 5% stock dividend paid on February 4, 2011. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 31, 2011, until such shares are fully vested.