AI assistant
SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2007
Jan 19, 2007
33553_dirs_2007-01-19_d0401786-6216-4344-8b7e-cf71b1855619.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2006-12-31
Reporting Person: QUIST SCOTT M (Director, Director President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-12-31 | Class A Common Stock | J | 8874 | $3.74 | Acquired | 186346 | Direct |
| 2006-12-31 | Class C Common Stock | J | 2400 | $0.374 | Acquired | 50393 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-03-21 | Employee Stock Option (right to buy) | $5.1 | A | 81033 | Acquired | 2013-03-21 | Class A Common Stock (81033) | Direct |
| 2004-07-16 | Employee Stock Option (right to buy) | $0.33 | A | 551250 | Acquired | 2014-07-16 | Class C Common Stock (551250) | Direct |
| 2004-12-10 | Employee Stock Option (right to buy) | $0.29 | A | 551250 | Acquired | 2014-12-10 | Class C Common Stock (551250) | Direct |
| 2005-03-25 | Employee Stock Option (right to buy) | $3.34 | A | 73500 | Acquired | 2015-03-25 | Class A Common Stock (73500) | Direct |
Footnotes
F1: 1 Received pursuant to a 5% stock dividend paid on January 20, 2006.
F2: 2 Owned jointly by the reporting person and his wife. Does not include 118,154 shares of Class A Common Stock and 219,540 shares of Class C Common Stock owned indirectly by the reporting person in the ESOP, Associated Investors, the 401(k) Plan and the Deferred Compensation Plan.
F3: 3 This option was originally reported as covering 70,000 shares of Class A Common Stock at an exercise price of $5.90 per share, but adjusted to reflect 5% stock dividends on January 5, 2004, January 22, 2005 and January 20, 2006.
F4: 4 This option was originally reported covering 500,000 shares of Class C Common Stock at an exercise price of $.36 per share, but adjusted to reflect 5% stock dividends on January 22, 2005 and January 20, 2006.
F5: 5 This option was originally reported as covering 500,000 shares of Class C Common Stock at an exercise price of $.32 per share, but adjusted to reflect 5% stock dividends on January 22, 2005 and January 20, 2006.
F6: 6 This option was previously reported as covering 70,000 shares of Class C Common Stock at an exercise price of $3.51 per share, but adjusted to reflect the 5% stock dividend on January 20, 2006.