Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Seagate Technology Director's Dealing 2021

Oct 7, 2021

9954_dirs_2021-10-06_fe392d5a-8517-42f6-9cd1-7b424f015044.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seagate Technology Holdings plc (STX)
CIK: 0001137789
Period of Report: 2021-10-04

Reporting Person: Romano Gianluca (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-04 Ordinary Shares M 11996 $45.89 Acquired 33510 Direct
2021-10-04 Ordinary Shares M 9675 $46.23 Acquired 43185 Direct
2021-10-04 Ordinary Shares M 4468 $54.78 Acquired 47653 Direct
2021-10-04 Ordinary Shares S 19562 $84.1691 Disposed 28091 Direct
2021-10-04 Ordinary Shares S 6577 $85.0683 Disposed 21514 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-04 NQ Options $45.89 M 11996 Disposed 2026-02-20 Ordinary Shares (11996.0) Direct
2021-10-04 NQ Options $46.23 M 9675 Disposed 2027-09-09 Ordinary Shares (9675.0) Direct
2021-10-04 NQ Options $54.78 M 4468 Disposed 2026-09-09 Ordinary Shares (4468.0) Direct

Footnotes

F1: The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: These Ordinary Shares were sold in multiple trades at prices ranging from $83.59 to $84.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes toprovide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: These Ordinary Shares were sold in multiple trades at prices ranging from $84.62 to $85.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes toprovide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F4: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. One quarter of the options vested on February 20,2020. Subject to the Reporting Person's continuous employment, the remaining options vest in equal monthly installments over the 36 months following February 20, 2020.

F5: Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2021. Subject to the Reporting Person's continuous employment, the remaining options will vest in equal monthly installments over the 36 months following September 9, 2021.

F6: Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2020. Subject to the Reporting Person's continuousemployment, the remaining options will vest in equal monthly installments over the 36 months following September 9, 2020.