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Seagate Technology — Director's Dealing 2014
Nov 4, 2014
9954_dirs_2014-11-04_7bf381bf-437c-483b-81cc-11f2044ff0ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2014-11-03
Reporting Person: O MALLEY PATRICK J (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Ordinary Shares | M | 2084 | $11.065 | Acquired | 100098 | Direct |
| 2014-11-03 | Ordinary Shares | M | 1667 | $29.87 | Acquired | 101765 | Direct |
| 2014-11-03 | Ordinary Shares | M | 9479 | $40.16 | Acquired | 111244 | Direct |
| 2014-11-03 | Ordinary Shares | S | 13230 | $63.3441 | Disposed | 98014 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | NQ Stock Option | $11.065 | M | 2084 | Disposed | 2017-09-13 | Ordinary Shares (2084) | Direct |
| 2014-11-03 | NQ Stock Option | $29.87 | M | 1667 | Disposed | 2019-09-10 | Ordinary Shares (1667) | Direct |
| 2014-11-03 | NQ Stock Option | $40.16 | M | 9479 | Disposed | 2020-09-09 | Ordinary Shares (9479) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 425663.65 | Indirect |
Footnotes
F1: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $63.32 to $63.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
F2: Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 13, 2011. The remaining options vested in equal monthly installments over the 36 months following September 13, 2011.
F3: Options granted to the Reporting Person under the Issuer's 2012 Incentive Equity Option Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 10, 2013. The remaining options vest in equal monthly installments over the 36 months following September 10, 2013.
F4: Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four year vesting schedule. One quarter of the options vested on September 9, 2014.The remaining options vest in equal monthly installments over the 36 months following September 9, 2014.