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Seagate Technology Director's Dealing 2013

Nov 20, 2013

9954_dirs_2013-11-20_1abb626b-61c6-4c2a-bc0e-958f8e08706a.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2013-09-13

Reporting Person: MORTON DAVID H JR (VP, FINANCE, TREASURER & PAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-13 Ordinary Shares M 1667 $3.345 Acquired 30881 Direct
2013-09-13 Ordinary Shares M 573 $11.065 Acquired 31454 Direct
2013-09-13 Ordinary Shares M 610 $11.155 Acquired 32064 Direct
2013-09-13 Ordinary Shares M 2625 $29.87 Acquired 34689 Direct
2013-09-13 Ordinary Shares S 5475 $40.00 Disposed 29214 Direct
2013-09-13 Ordinary Shares S 1535 $39.95 Disposed 27679 Direct
2013-09-16 Ordinary Shares S 1407 $41.103 Disposed 26272 Direct
2013-09-17 Ordinary Shares S 4022 $40.8646 Disposed 22250 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-13 NQ Stock Options $3.345 M 1667 Disposed 2016-03-06 Ordinary Shares (1667) Direct
2013-09-13 NQ Stock Options $11.065 M 573 Disposed 2017-09-10 Ordinary Shares (573) Direct
2013-09-13 NQ Stock Options $11.155 M 610 Disposed 2018-09-12 Ordinary Shares (610) Direct
2013-09-13 NQ Stock Options $29.87 M 2625 Disposed 2019-09-10 Ordinary Shares (2625) Direct

Footnotes

F1: These transactions were omitted from the original Form 4 filed by the Reporting Person on September 17, 2013.

F2: Shares sold under a 10b5-1 Trading Plan.

F3: Ordinary Shares reported sold pursuant to a 10b5-1 trading plan to cover the tax liabilities relating to the vesting of restricted stock units under an award agreement dated September 12, 2011.

F4: Ordinary Shares reported sold pursuant to a 10b5-1 trading plan to cover the tax liabilities relating to the vesting of restricted stock units under an award agreement dated September 13, 2010.

F5: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $41.10 to $41.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

F6: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $40.75 to $40.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

F7: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and one half year vesting schedule. One quarter of the option shares vested on September 11, 2010. The remaining options vested in equal monthly installments over the 36 months following September 11, 2010.

F8: Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining options vest in equal monthly installments over the 36 months following September 13, 2011.

F9: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining options vest in equal monthly installments over the 36 months following September 12, 2012.

F10: Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 10, 2013. The remaining options vest in equal monthly installments over the 36 months following September 10, 2013.