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Seagate Technology — Director's Dealing 2013
May 8, 2013
9954_dirs_2013-05-08_913b934d-d8a2-4613-8ce1-7fc4cee21b0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2013-05-06
Reporting Person: BIONDI FRANK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-06 | Ordinary Shares | M | 10625 | $22.695 | Acquired | 30858 | Direct |
| 2013-05-06 | Ordinary Shares | M | 626 | $6.525 | Acquired | 31484 | Direct |
| 2013-05-06 | Ordinary Shares | M | 8123 | $14.825 | Acquired | 39607 | Direct |
| 2013-05-06 | Ordinary Shares | S | 19374 | $42.0491 | Disposed | 20233 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-06 | NQ Options | $22.695 | M | 10625 | Disposed | 2013-10-26 | Ordinary Shares (10625) | Direct |
| 2013-05-06 | NQ Options | $6.525 | M | 626 | Disposed | 2015-10-30 | Ordinary Shares (626) | Direct |
| 2013-05-06 | NQ Options | $14.825 | M | 8123 | Disposed | 2016-10-28 | Ordinary Shares (8123) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 23198 | Indirect |
Footnotes
F1: On November 8, 2012, the Reporting Person transferred 1,250 shares from direct holdings to the trust. Such transfer is exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at sales prices ranging from $42.04 to $42.06, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 26, 2007. The remaining option shares vested in equal annual installments over the 3 years following October 26, 2007.
F4: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 15, 2009. The remaining option shares vested in equal monthly installments over the 36 months following October 15, 2009.
F5: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 15, 2010. The remaining option shares vest in equal monthly installments over the 36 months following October 15, 2010.