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Seagate Technology — Director's Dealing 2013
Feb 14, 2013
9954_dirs_2013-02-14_68ee666d-dd78-4b66-b509-7e8efdce0fe3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2012-02-12
Reporting Person: DEHAAN DOUGLAS J (General Manager, Samsung HDD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-12 | Ordinary Shares | M | 33333 | $3.345 | Acquired | 61369 | Direct |
| 2013-02-12 | Ordinary Shares | M | 2656 | $11.065 | Acquired | 64025 | Direct |
| 2013-02-12 | Ordinary Shares | M | 5284 | $11.155 | Acquired | 69309 | Direct |
| 2013-02-12 | Ordinary Shares | S | 41273 | $35.0006 | Disposed | 28036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-12 | NQ Stock Options | $3.345 | M | 33333 | Disposed | 2016-03-06 | Ordinary Shares (33333) | Direct |
| 2012-02-12 | NQ Stock Options | $11.065 | M | 2656 | Disposed | 2017-09-13 | Ordinary Shares (2656) | Direct |
| 2012-02-12 | NQ Stock Options | $11.155 | M | 5284 | Disposed | 2018-09-12 | Ordinary Shares (5284) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1018 | Indirect |
| Ordinary Shares | 1018 | Indirect |
Footnotes
F1: Includes the cash out of 0.628 shares pursuant to the Issuer's Employee Stock Purchase Plan.
F2: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at sales prices ranging from $35.00 to $35.015, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the shares vested on September 11, 2010. Following continuous employment, the remaining options vest in equal monthly installments over the 36 months following September 11, 2010.
F4: Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the shares vested on September 13, 2011. The remaining options vest in equal monthly installments over the 36 months following September 13, 2011.
F5: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the shares vested on September 12, 2012. The remaining options vest in equal monthly installments over the 36 months following September 12, 2012.