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Seagate Technology — Director's Dealing 2013
Oct 28, 2013
9954_dirs_2013-10-28_a5d66a09-b181-4e48-8be9-153bec59cffa.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2013-05-06
Reporting Person: BIONDI FRANK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-06 | Ordinary Shares | M | 10625 | $22.695 | Acquired | 20110 | Direct |
| 2013-05-06 | Ordinary Shares | M | 626 | $6.525 | Acquired | 20736 | Direct |
| 2013-05-06 | Ordinary Shares | M | 8123 | $14.825 | Acquired | 28859 | Direct |
| 2013-05-06 | Ordinary Shares | S | 19374 | $42.0491 | Disposed | 9485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-06 | NQ Options | $22.695 | M | 10625 | Disposed | 2013-10-26 | Ordinary Shares (10625) | Direct |
| 2013-05-06 | NQ Options | $6.525 | M | 626 | Disposed | 2015-10-30 | Ordinary Shares (626) | Direct |
| 2013-05-06 | NQ Options | $14.825 | M | 8123 | Disposed | 2016-10-28 | Ordinary Shares (8123) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 33946 | Indirect |
Footnotes
F1: On November 8, 2012, the reporting person transferred 11,998 shares from direct holdings to the trust. The Form 4 filed on May 8, 2013 incorrectly disclosed that 1,250 shares were transferred from direct holdings to the trust on that date, omitting the transfer of an additional 10,748 shares on that date. As a result, the Form 4s filed by the reporting person on May 17, 2013 and October 17, 2013 do not reflect the full number of shares transferred to the trust. This transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities and Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at sales prices ranging from $42.04 to $42.06, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 26, 2007. The remaining option shares vested in equal annual installments over the 3 years following October 26, 2007.
F4: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 15, 2009. The remaining option shares vested in equal monthly installments over the 36 months following October 15, 2009.
F5: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on October 15, 2010. The remaining option shares vest in equal monthly installments over the 36 months following October 15, 2010.