Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Seagate Technology Director's Dealing 2011

Nov 18, 2011

9954_dirs_2011-11-18_05cf62b4-d2b3-451d-9166-dfcd21f61084.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2011-11-16

Reporting Person: LUCZO STEPHEN J (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-11-16 Ordinary Shares M 20000 $4.045 Acquired 58750 Direct
2011-11-16 Ordinary Shares S 20000 $17.0155 Disposed 38750 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-11-16 NQ Stock Options $4.045 M 20000 Disposed 2016-01-30 Ordinary Shares (20000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 5072192 Indirect
Ordinary Shares 490367 Indirect
Ordinary Shares 425951 Indirect

Footnotes

F1: Shares were sold under a 10b5-1 plan adopted by the Reporting Person on May 27, 2011.

F2: Includes 466,567 shares transferred from direct to indirect holdings of which 464,067 were transferred on November 16, 2011 and 2,500 shares were transferred on November 8, 2011.

F3: Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on January 12, 2010. The remaining option shares are vesting and will continue to vest proportionally each month over the 36 months following January 12, 2010.