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SEAFARMS GROUP LIMITED Share Issue/Capital Change 2021

Oct 25, 2021

65771_rns_2021-10-25_71a4cbfc-7d55-4769-8ab7-7da3e707f4c3.pdf

Share Issue/Capital Change

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Application for quotation of +securities

Announcement Summary

Entity name
SEAFARMS GROUP LIMITED

Announcement Type
New announcement

Date of this announcement
Tuesday October 26, 2021

The +securities to be quoted are:
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security code Security description Number of +securities to be quoted Issue date
SFG ORDINARY FULLY PAID 225,000 25/10/2021

Refer to next page for full details of the announcement

Application for quotation of +securities
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Application for quotation of +securities

Part 1 - Entity and announcement details

1.1 Name of entity

SEAFARMS GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number

009317846

1.3 ASX issuer code

SFG

1.4 The announcement is

☑ New announcement

1.5 Date of this announcement

26/10/2021

Application for quotation of +securities
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Application for quotation of +securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:
- +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:
- Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities
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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)
ASX +security code and description
SFGAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

TO (Existing Class)
ASX +security code and description
SFG : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted
225,000 25/10/2021 25/10/2021

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?
☑ No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
☑ An issue of new +securities

The underlying securities being received by the holder are:
☑ Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
☑ No

Issue date
25/10/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
☑ Yes

Application for quotation of +securities


Application for quotation of +securities

Issue details

Number of +securities to be quoted
225,000

Are the +securities being issued for a cash consideration?
☑ Yes

In what currency is the cash consideration being paid?
AUD - Australian Dollar
What is the issue price per +security?
AUD 0.09750000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities
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X

Application for quotation of +securities

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

ASX +security code and description Total number of +securities on issue
SFG : ORDINARY FULLY PAID 4,836,599,179

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description Total number of +securities on issue
SFGAA : CONVERTIBLE PREFERENCE SHARES 30,150,189
SFGAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 1,757,676,841

Application for quotation of +securities