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SCYNEXIS INC — Director's Dealing 2014
May 8, 2014
34648_dirs_2014-05-08_b006a73b-b0b9-470d-8e80-1bf1ae03d054.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCYNEXIS INC (SCYX)
CIK: 0001178253
Period of Report: 2014-05-07
Reporting Person: Nothias Jean-Yves (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-07 | Common Stock | X | 5251 | $0.20 | Acquired | 5251 | Indirect |
| 2014-05-07 | Common Stock | X | 5251 | $0.20 | Acquired | 10502 | Indirect |
| 2014-05-07 | Common Stock | X | 25998 | $0.20 | Acquired | 36500 | Indirect |
| 2014-05-07 | Common Stock | C | 46863 | — | Acquired | 83363 | Indirect |
| 2014-05-07 | Common Stock | C | 88796 | — | Acquired | 172159 | Indirect |
| 2014-05-07 | Common Stock | C | 42336 | — | Acquired | 214495 | Indirect |
| 2014-05-07 | Common Stock | C | 30582 | — | Acquired | 245077 | Indirect |
| 2014-05-07 | Common Stock | P | 50000 | $10.00 | Acquired | 295077 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-07 | Common Stock Warrant (right to buy) | $0.20 | X | 5251 | Disposed | 2016-12-06 | Common Stock (5251) | Indirect |
| 2014-05-07 | Common Stock Warrant (right to buy) | $0.20 | X | 5251 | Disposed | 2017-05-14 | Common Stock (5251) | Indirect |
| 2014-05-07 | Common Stock Warrant (right to buy) | $0.20 | X | 25998 | Disposed | 2018-12-10 | Common Stock (25998) | Indirect |
| 2014-05-07 | Series B Preferred Stock | $ | C | 166482 | Disposed | Common Stock (46863) | Indirect | |
| 2014-05-07 | Series C Preferred Stock | $ | C | 313996 | Disposed | Common Stock (88796) | Indirect | |
| 2014-05-07 | Series D-1 Preferred Stock | $ | C | 863672 | Disposed | Common Stock (42336) | Indirect | |
| 2014-05-07 | Series D-2 Preferred Stock | $ | C | 623880 | Disposed | Common Stock (30582) | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: Upon closing of the Issuer's initial public offering, each share of Series B Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-3.536 basis, and had no expiration date.
F3: Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-3.536 basis, and had no expiration date.
F4: Upon closing of the Issuer's initial public offering, each share of Series D-1 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.
F5: Upon closing of the Issuer's initial public offering, each share of Series D-2 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.