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SCYNEXIS INC — Director's Dealing 2014
May 8, 2014
34648_dirs_2014-05-08_cdd9346e-6783-4b8b-b4b1-60ac394b636e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCYNEXIS INC (SCYX)
CIK: 0001178253
Period of Report: 2014-05-07
Reporting Person: Arthaud Laurent (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-07 | Common Stock | X | 34 | $0.20 | Acquired | 3772 | Indirect |
| 2014-05-07 | Common Stock | X | 34 | $0.20 | Acquired | 3806 | Indirect |
| 2014-05-07 | Common Stock | X | 222 | $0.20 | Acquired | 4028 | Indirect |
| 2014-05-07 | Common Stock | C | 398 | — | Acquired | 4426 | Indirect |
| 2014-05-07 | Common Stock | C | 81 | — | Acquired | 4507 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-07 | Common Stock Warrant (right to buy) | $0.20 | X | 34 | Disposed | 2016-12-06 | Common Stock (34) | Indirect |
| 2014-05-07 | Common Stock Warrant (right to buy) | $0.20 | X | 34 | Disposed | 2017-05-14 | Common Stock (34) | Indirect |
| 2014-05-07 | Common Stock Warrant (right to buy) | $0.20 | X | 222 | Disposed | 2018-12-10 | Common Stock (222) | Indirect |
| 2014-05-07 | Series D-1 Preferred Stock | $ | C | 8127 | Disposed | Common Stock (398) | Indirect | |
| 2014-05-07 | Series D-2 Preferred Stock | $ | C | 1665 | Disposed | Common Stock (81) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 735 | Direct |
Footnotes
F1: Upon closing of the Issuer's initial public offering, each share of Series D-1 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.
F2: Upon closing of the Issuer's initial public offering, each share of Series D-2 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.
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