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SCWorx Corp. — Director's Dealing 2021
Aug 20, 2021
35486_dirs_2021-08-20_24231b46-50ce-4a97-b9d4-581cec278ae2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2021-08-19
Reporting Person: Wallitt Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-19 | Common Stock | S | 1500 | $3.07 | Disposed | 4606.05 | Direct |
| 2021-08-19 | Common Stock | S | 11100 | $3.10 | Disposed | 34410.71 | Direct |
| 2021-08-19 | Common Stock | S | 10900 | $3.11 | Disposed | 33899.25 | Direct |
| 2021-08-19 | Common Stock | S | 4100 | $3.12 | Disposed | 12792.25 | Direct |
| 2021-08-19 | Common Stock | S | 900 | $3.13 | Disposed | 2817.18 | Direct |
| 2021-08-19 | Common Stock | S | 16500 | $3.14 | Disposed | 51811.75 | Direct |
| 2021-08-19 | Common Stock | S | 9900 | $3.15 | Disposed | 31187.77 | Direct |
| 2021-08-19 | Common Stock | S | 25100 | $3.16 | Disposed | 79320.80 | Direct |
| 2021-08-19 | Common Stock | S | 20000 | $3.20 | Disposed | 64000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock Units | 25000 | Direct |
| Restricted Stock Units | 47667 | Direct |
| Common Stock | 153453 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.31 | 2024-10-04 | Common Stock (12500) | 12500 | Direct |
Footnotes
F1: These Restricted stock Units ("RSUs") vest in monthly installments, and shall vest in full on 12/31/2021
F2: The option vests in 4 quarterly installments, commencing ninety days after the grant date.
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