SCWorx Corp. — Director's Dealing 2021

Oct 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2021-09-14

Reporting Person: Hannibal Timothy Andrew (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-14	Restricted Stock Units	A	90000	—	Acquired	90000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16667	Direct
Restricted Stock Units	33333	Direct
Restricted Stock Units	307581	Direct
Restricted Stock Units	200000	Direct
Restricted Stock Units	99226	Direct
Restricted Stock Units	75000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Option	$6.49	2029-02-12	Common Stock (25000)	25000	Direct

Footnotes

F1: The RSUs were issued to the reporting person as compensation for services and vest in three equal semi-annual installments commencing October 7, 2020

F2: The RSUs were issued to the reporting person as compensation for services in connection with becoming President and COO of the Issuer. 100,000 of these RSUs vest ninety days after the grant date and the remaining 100,000 vest in six equal quarterly installments, commencing February 7, 2021 and every 90 days thereafter, until fully vested.

F3: Options become exercisable in four quarterly installments beginning May 13, 2020

F4: The RSUs were granted for reporting person as compensation for acting as a Director. They vest in monthly installments, and shall vest in full on 12/31/2021

F5: The RSUs were issued to the reporting person as compensation for services. They vest in monthly installments, and shall vest in full on 12/31/2021