SCWorx Corp. — Director's Dealing 2020

Mar 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2020-03-17

Reporting Person: Wallitt Steven (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-17	Restricted Stock Units	A	80000	—	Acquired	80000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock Units	25000	Direct
Common Stock	10527	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$2.31	2024-10-04	Common Stock (12500)	12500	Direct
Series A Convertible Preferred Stock	$3.80		Common Stock (65953)	25062	Direct
Common Stock Purchase Warrants	$3.80	2024-01-30	Common Stock (32977)	32977	Direct

Footnotes

F1: The Restricted Stock Units vest in full on 09/17/20.

F2: The RSUs were issued to the reporting person as compensation for serving as a director in 2020.

F3: The option vests in 4 quarterly installments, commencing ninety days after the grant date.

F4: The conversion rights of the Series A Preferred Stock are not subject to expiration.