SCWorx Corp. — Director's Dealing 2020

Mar 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2019-02-13

Reporting Person: Miller Charles Kenneth III (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-17	Restricted Stock Units	A	80000	—	Acquired	80000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	3290	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Option	$6.49	2029-02-13	Common Stock (13393)	13393	Direct
Stock Option (right to buy)	$2.64	2029-11-26	Common Stock (50000)	50000	Direct

Footnotes

F1: The Restricted Stock Units vest in full on 09/17/20

F2: The Restricted Stock Units were issued to the reporting person as compensation for serving as a director in 2020

F3: The option vests in 4 quarterly installments, commencing ninety days after the grant date