SCWorx Corp. — Director's Dealing 2020

Aug 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2020-07-24

Reporting Person: SHEFTS MARK (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-24	Restricted Stock Units	A	100000	—	Acquired	100000	Direct
2020-07-24	Common Stock	P	20000	—	Acquired	20000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	32453	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Purchase Warrant	$28.50	2020-08-28	Common Stock (4394)	4394	Direct
Common Stock Purchase Warrant	$141.17	2021-09-02	Common Stock (2340)	2340	Direct

Footnotes

F1: The RSUs were issued to the reporting person as compensation for serving as a director in 2020 and vest fully 09/17/20.

F2: Owned of record by Mark Shefts, Trustee of Mark Shefts Revocable Trust UDT 10/07/09

F3: These shares were transferred to the reporting person as compensation for serving as a director.