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SCWorx Corp. — Director's Dealing 2020
Sep 21, 2020
35486_dirs_2020-09-21_86b5a598-a27f-46ef-aade-fa51e0032ec2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2020-09-15
Reporting Person: Miller Charles Kenneth III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-15 | Common Stock, $.001 par value | S | 3290 | $1.49 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock Units | 20000 | Direct |
| Restricted Stock Units | 80000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Option | $6.49 | 2029-02-13 | Common Stock (13393) | 13393 | Direct |
| Common Stock Option | $2.64 | 2029-11-26 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: The Restricted Stock Units vest in full on 09/17/20
F2: The Restricted Stock Units were issued to the reporting person as additional compensation for serving as a director in 2020
F3: The option vests in 4 quarterly installments, commencing ninety days after the grant date
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