SCWorx Corp. — Director's Dealing 2019

Feb 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCWorx Corp. (WORX)
CIK: 0001674227
Period of Report: 2019-02-13

Reporting Person: Price John C (CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-13	Restricted Stock Units (common stock)	A	250000	—	Acquired	250000	Direct
2019-02-13	Restricted Stock Units (common stock)	A	37500	—	Acquired	37500	Direct
2019-02-13	Restricted Stock Units (common stock)	A	37500	—	Acquired	37500	Direct
2019-02-13	Restricted Stock Units (common stock)	A	75000	—	Acquired	75000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock (right to buy)	$6.84	2023-06-05	Common Stock, par value $0.001 (10526)	10526	Direct
Option to Purchase Common Stock (right to buy)	$3.42	2023-08-14	Common Stock, par value $0.001 (10526)	10526	Direct
Option to Purchase Common Stock (right to buy)	$5.89	2023-09-13	Common Stock, par value $0.001 (13158)	13158	Direct

Footnotes

F1: These Restricted stock Units ("RSUs") vest in quarterly installments over three years, commencing August 15, 2019.

F2: These RSUs vest only if the Issuer obtains $10M in new recurring revenue on or before 08/15/20.

F3: These RSUs vest if and when the Issuer's stock price attains a volume weighted average price ("VWAP") of $20 per share for 15 consecutive trading days.

F4: These RSUs vest if and when the Issuer's stock price attains a VWAP of $40 per share for 15 consecutive trading days.

F5: The Issuer granted these RSUs to the reporting person in consideration for services to be rendered to the Issuer.

F6: Adjusted for 1/19 reverse stock split