SCWorx Corp. — Director's Dealing 2018

Apr 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alliance MMA, Inc. (AMMA)
CIK: 0001674227
Period of Report: 2018-01-12

Reporting Person: Gamberale Joseph (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-12	Common Stock par value $0.001	P	25000	$25000	Acquired	621193	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-12	Warrant to Purchase Common Stock	$1.10	P	22500	Acquired	2023-01-09	Common Stock, par value $0.001 (22500)	Direct

Footnotes

F1: In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale?s minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F2: Fully vested and immediately exerciseable warrants were purchased along with the purchase of common stock at a rate of 0.9 warrant per common stock at a combined price of $1 for each common share and accompanying warrant, for a total consideration of $25,000.