SCWorx Corp. — Director's Dealing 2018

Apr 16, 2018

SEC Form 4/A — Form 4/A

Issuer: Alliance MMA, Inc. (AMMA)
CIK: 0001674227
Period of Report: 2017-08-29

Reporting Person: Tracy Joel Daniel (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-29	Common Stock par value $0.001	P	45872	$50000	Acquired	334860	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-29	Warrant to Purchase Common Stock	$1.50	P	45872	Acquired	2020-08-28	Common Stock, par value $0.001 (45872)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant to Purchase Common Stock	$1.50	2020-08-28	Common Stock, par value $0.001 (25000)	70872	Indirect
Warrant to Purchase Common Stock	$1.75	2020-08-28	Common Stock, par value $0.001 (100000)	170872	Indirect

Footnotes

F1: In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.

F2: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.

F3: In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.