SCWorx Corp. — Director's Dealing 2018

Apr 16, 2018

SEC Form 4/A — Form 4/A

Issuer: Alliance MMA, Inc. (AMMA)
CIK: 0001674227
Period of Report: 2017-08-29

Reporting Person: Gamberale Joseph (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-29	Common Stock par value $0.001	P	220183	$240000	Acquired	261850	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-29	Warrant to Purchase Common Stock	$1.50	P	220183	Acquired	2020-08-28	Common Stock, par value $0.001 (220183)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock par value $0.001	359343	Indirect

Footnotes

F1: In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC. Mr. Gamberale has voting and dispositive power over theshares held by Ivy Equity Investors, LLC. The address of Ivy Equity Investors, LLC is 2 East 55th Street, Suite 1111, New York, New York 10022. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC.

F2: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.