SCWorx Corp. — Director's Dealing 2018

Apr 16, 2018

SEC Form 4/A — Form 4/A

Issuer: Alliance MMA, Inc. (AMMA)
CIK: 0001674227
Period of Report: 2016-12-21

Reporting Person: SHEFTS MARK (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-29	Common Stock par value $0.001	P	183486	$200000	Acquired	222374	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-21	Warrant to Purchase Common Stock	$7.43	J	44446	Acquired	2021-09-02	Common Stock, par value $0.001 (44446)	Direct
2017-08-29	Warrant to Purchase Common Stock	$1.50	P		Acquired	2020-08-28	Common Stock, par value $0.001 ()	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock par value $0.001		Indirect

Footnotes

F1: In addition to the 222,374 shares of common stock held directly, this also includes 151,389 shares held by the Rushcap Group, Inc., of which Mr. Shefts and his spouse, Wanda Shefts, are the sole stockholders. Mr. Shefts has voting and dispositive power over the shares held by the Rushcap Group, Inc.

F2: Warrants allocated to Network 1 Financial Securities, Inc., during the initial public offering that were allocated to Mr. Shefts in conjucntion with initial public offering, prior to Mr. Shefts becoming areporting person.

F3: Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unit price of $1.09 per unit.