AI assistant
Sending…
SCWorx Corp. — Director's Dealing 2018
Jun 15, 2018
35486_dirs_2018-06-15_50a09a9a-6746-4575-bc37-36815cfd69b8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alliance MMA, Inc. (AMMA)
CIK: 0001674227
Period of Report: 2018-06-06
Reporting Person: Gamberale Joseph (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-06 | Option to Purchase Common Stock | $0.36 | A | 150000 | Acquired | 2023-06-06 | Common Stock, par value $0.001 (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock par value $0.001 | 261850 | Direct |
| Common Stock par value $0.001 | 359343 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $1.50 | 2020-08-28 | Common Stock, par value $0.001 (220183) | 220183 | Direct |
| Warrant to Purchase Common Stock | $1.10 | 2023-01-10 | Common Stock, par value $0.001 (22500) | 22500 | Direct |
Footnotes
F1: 359,343 shares held by Ivy Equity Investors, LLC of which Mr. Gamberale is the sole member
More from SCWorx Corp.
Interim / Quarterly Report
2026
May 15
Regulatory Filings
2026
Apr 10
Regulatory Filings
2026
Apr 7
Annual Report
2026
Mar 31
Major Shareholding Notification
2026
Feb 17
Regulatory Filings
2026
Jan 8
Regulatory Filings
2025
Dec 10
Major Shareholding Notification
2025
Nov 14
Interim / Quarterly Report
2025
Nov 12
Proxy Solicitation & Information Statement
2025
Oct 24