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SCWorx Corp. Director's Dealing 2018

Jun 15, 2018

35486_dirs_2018-06-15_50a09a9a-6746-4575-bc37-36815cfd69b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Alliance MMA, Inc. (AMMA)
CIK: 0001674227
Period of Report: 2018-06-06

Reporting Person: Gamberale Joseph (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-06 Option to Purchase Common Stock $0.36 A 150000 Acquired 2023-06-06 Common Stock, par value $0.001 (150000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock par value $0.001 261850 Direct
Common Stock par value $0.001 359343 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant to Purchase Common Stock $1.50 2020-08-28 Common Stock, par value $0.001 (220183) 220183 Direct
Warrant to Purchase Common Stock $1.10 2023-01-10 Common Stock, par value $0.001 (22500) 22500 Direct

Footnotes

F1: 359,343 shares held by Ivy Equity Investors, LLC of which Mr. Gamberale is the sole member