SCOTTS MIRACLE-GRO CO — Director's Dealing 2021

Feb 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2021-01-31

Reporting Person: Hanft Adam (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-31	Common Shares	M	154	—	Acquired	22599	Direct
2021-02-02	Common Shares	M	210	—	Acquired	22809	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-31	Dividend Equivalent Rights	$	M	154	Disposed		Common Shares (214.0)	Direct
2021-02-02	Dividend Equivalent Rights	$	M	210	Disposed		Common Shares (210.0)	Direct

Footnotes

F1: Deferred stock units or restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2: On February 3, 2020, the reporting person was granted 3,230 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2021.

F3: On February 2, 2018, the reporting person was granted 139 deferred stock units, with accruing dividend equivalent rights, vesting on February 2, 2018.

F4: On April 1, 2018, the reporting person was granted 151 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2018.

F5: On July 1, 2018, the reporting person was granted 150 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2018.

F6: On October 1, 2018, the reporting person was granted 159 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2018.

F7: On February 2, 2018, the reporting person was granted 2,045 deferred stock units, with accruing dividend equivalent rights, vesting on February 2, 2019.