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SCOTTS MIRACLE-GRO CO — Director's Dealing 2021
Feb 5, 2021
31301_dirs_2021-02-05_3c4d61a4-8db4-45cf-98c4-de021ef9703b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2021-01-31
Reporting Person: Hanft Adam (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-31 | Common Shares | M | 214 | — | Acquired | 22659 | Direct |
| 2021-02-02 | Common Shares | M | 210 | — | Acquired | 22869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-31 | Dividend Equivalent Rights | $ | M | 214 | Disposed | Common Shares (214.0) | Direct | |
| 2021-02-02 | Dividend Equivalent Rights | $ | M | 210 | Disposed | Common Shares (210.0) | Direct |
Footnotes
F1: The original Form 4 showed 154 shares acquired. This amendment displays the correct number.
F2: Deferred stock units or restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F3: The original Form 4 showed 154 shares disposed. This amendment displays the correct number.
F4: On February 3, 2020, the reporting person was granted 3,230 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2021.
F5: On February 2, 2018, the reporting person was granted 139 deferred stock units, with accruing dividend equivalent rights, vesting on February 2, 2018.
F6: On April 1, 2018, the reporting person was granted 151 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2018.
F7: On July 1, 2018, the reporting person was granted 150 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2018.
F8: On October 1, 2018, the reporting person was granted 159 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2018.
F9: On February 2, 2018, the reporting person was granted 2,045 deferred stock units, with accruing dividend equivalent rights, vesting on February 2, 2019.