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SCOTTS MIRACLE-GRO CO — Director's Dealing 2021
Feb 10, 2021
31301_dirs_2021-02-09_5f3337a9-eced-47de-8106-056229bd418c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2021-02-05
Reporting Person: Lukemire Michael C (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Common Shares | A | 3700 | — | Acquired | 29636 | Direct |
| 2021-02-08 | Common Shares | M | 49983 | $64.55 | Acquired | 79619 | Direct |
| 2021-02-08 | Common Shares | S | 3912 | $235.45 | Disposed | 75707 | Direct |
| 2021-02-08 | Common Shares | S | 9905 | $236.70 | Disposed | 65802 | Direct |
| 2021-02-08 | Common Shares | S | 17790 | $237.45 | Disposed | 48012 | Direct |
| 2021-02-08 | Common Shares | S | 10461 | $238.40 | Disposed | 37551 | Direct |
| 2021-02-08 | Common Shares | S | 13842 | $239.28 | Disposed | 23709 | Direct |
| 2021-02-08 | Common Shares | S | 1400 | $240.46 | Disposed | 22309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | Stock Option (right to buy) | $236.53 | A | 13742 | Acquired | 2031-02-05 | Common Shares (13742.0) | Direct |
| 2021-02-08 | Stock Option (right to buy) | $64.55 | M | 49983 | Disposed | 2026-01-29 | Common Shares (49983.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 553.392 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.98 to $235.895, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.12 to $236.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.00 to $237.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.00 to $238.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.01 to $239.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.16 to $231.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).