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SCOTTS MIRACLE-GRO CO — Director's Dealing 2021
Apr 7, 2021
31301_dirs_2021-04-07_3e2dc7ca-36bf-47f4-845d-db4494a9b948.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2021-04-06
Reporting Person: STUMP DENISE (EVP, Global Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-06 | Common Shares | M | 383.357 | — | Acquired | 8451.5401 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-06 | Phantom Stock | $ | M | 383.357 | Disposed | Common Shares (383.357) | Direct |
Footnotes
F1: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On April 6, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares.
F2: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F3: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.