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SCOTTS MIRACLE-GRO CO — Director's Dealing 2021
Oct 29, 2021
31301_dirs_2021-10-28_6bdc8658-6333-44d6-8180-d4e71514bb98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2021-10-26
Reporting Person: King James D (EVP and CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-26 | Common Shares | A | 37645 | — | Acquired | 42899 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 802.766 | Indirect |
Footnotes
F1: On January 30, 2017, the Issuer made a grant to the Reporting Person of 15,058 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.