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SCOTTS MIRACLE-GRO CO Director's Dealing 2020

Dec 2, 2020

31301_dirs_2020-12-02_2ef3aaa4-5b5a-47bb-8809-e6f465e4ff2f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2020-11-16

Reporting Person: Scheiwer Mark J (VP and Corporate Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-25 Common Shares J 1.043 $143.82 Acquired 4808.043 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-16 Phantom Stock $ A 56.62 Acquired Common Shares (56.62) Direct
2020-11-30 Phantom Stock $ A 2.713 Acquired Common Shares (2.713) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 276 Indirect

Footnotes

F1: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.