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SCOTTS MIRACLE-GRO CO — Director's Dealing 2020
Feb 4, 2020
31301_dirs_2020-02-04_8e0c7c8c-c7ca-4f0c-b35f-71eae02ba4f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2020-02-03
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Common Shares | S | 2537 | $122.887 | Disposed | 80082.588 | Direct |
| 2020-02-03 | Common Shares | S | 9830 | $123.732 | Disposed | 70252.588 | Direct |
| 2020-02-03 | Common Shares | S | 2581 | $124.409 | Disposed | 67671.588 | Direct |
| 2020-02-03 | Common Shares | A | 20185 | — | Acquired | 87856.588 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1814791 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2019.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.