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SCOTTS MIRACLE-GRO CO — Director's Dealing 2020
Jun 17, 2020
31301_dirs_2020-06-17_0d3ae026-23bb-4eb9-87f8-0fb1cd7c0fe5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2020-06-15
Reporting Person: HAGEDORN KATHERINE LITTLEFIELD (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-15 | Common Shares | S | 1131 | $130.58 | Disposed | 2734945 | Indirect |
| 2020-06-15 | Common Shares | S | 1858 | $131.34 | Disposed | 2733087 | Indirect |
| 2020-06-15 | Common Shares | S | 88 | $132.15 | Disposed | 2732999 | Indirect |
| 2020-06-16 | Common Shares | S | 172 | $131.97 | Disposed | 2732827 | Indirect |
| 2020-06-16 | Common Shares | S | 774 | $132.93 | Disposed | 2732053 | Indirect |
| 2020-06-16 | Common Shares | S | 1314 | $133.58 | Disposed | 2730712 | Indirect |
| 2020-06-16 | Common Shares | S | 24 | $134.66 | Disposed | 2730688 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5980 | Direct |
Footnotes
F1: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan.
F2: The transaction was executed in multiple trades at prices ranging from $130.00 to $130.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3: The transaction was executed in multiple trades at prices ranging from $131.00 to $131.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F4: The transaction was executed in multiple trades at prices ranging from $132.00 to $132.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F5: The transaction was executed in multiple trades at prices ranging from $131.22 to $132.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F6: The transaction was executed in multiple trades at prices ranging from $132.22 to $133.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F7: The transaction was executed in multiple trades at prices ranging from $133.22 to $134.20. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F8: The transaction was executed in multiple trades at prices ranging from $134.28 to $134.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F9: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.