SCOTTS MIRACLE-GRO CO — Director's Dealing 2020

Feb 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2020-01-30

Reporting Person: FINN BRIAN D (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-30	Common Shares	M	150	—	Acquired	17536	Direct
2020-01-31	Common Shares	M	77	—	Acquired	17613	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-30	Dividend Equivalent Rights	$	M	150	Disposed		Common Shares (150.0)	Direct
2020-01-31	Dividend Equivalent Rights	$	M	77	Disposed		Common Shares (77.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	8972	Indirect

Footnotes

F1: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2: On January 30, 2017, the reporting person was granted 1,990 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2018.

F3: On January 30, 2017, the reporting person was granted 269 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2017.

F4: On April 1, 2017, the reporting person was granted 269 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2017.

F5: On July 1, 2017, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2017.

F6: On October 1, 2017, the reporting person was granted 255 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2017.