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SCOTTS MIRACLE-GRO CO Director's Dealing 2019

Aug 6, 2019

31301_dirs_2019-08-06_a4f0be5c-cac7-4cf0-a012-6765844f9aa6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2019-08-02

Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-02 Common Shares M 38168 $39.58 Acquired 150510.3497 Direct
2019-08-02 Common Shares S 8040 $109.9034 Disposed 142470.3497 Direct
2019-08-02 Common Shares S 30128 $110.1872 Disposed 112342.3497 Direct
2019-08-05 Common Shares M 47276 $39.58 Acquired 159618.3497 Direct
2019-08-05 Common Shares S 39406 $108.18 Disposed 120212.3497 Direct
2019-08-05 Common Shares S 20211 $108.9071 Disposed 100001.3497 Direct
2019-08-06 Common Shares S 3100 $107.75 Disposed 96901.3497 Direct
2019-08-06 Common Shares S 4818 $108.4759 Disposed 92083.3497 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-02 Stock Option (right to buy) $39.58 M 38168 Disposed 2020-01-17 Common Shares (38168.0) Direct
2019-08-05 Stock Option (right to buy) $39.58 M 47276 Disposed 2020-01-17 Common Shares (47276.0) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.555 to $109.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.55 to $108.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.49 to $109.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.46 to $108.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.10 to $109.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).