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SCOTTS MIRACLE-GRO CO — Director's Dealing 2018
Feb 1, 2018
31301_dirs_2018-02-01_909a32d8-6ca5-45a7-924a-0c61c949a311.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2018-01-23
Reporting Person: Hanft Adam (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-30 | Common Shares | M | 211 | — | Acquired | 43123 | Direct |
| 2018-01-31 | Common Shares | M | 44 | — | Acquired | 43167 | Direct |
| 2018-01-31 | Common Shares | M | 99 | — | Acquired | 43266 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-30 | Deferred Stock Unit | $ | M | 18 | Disposed | Common Shares (18) | Direct | |
| 2018-01-31 | Deferred Stock Unit | $ | M | 1 | Disposed | Common Shares (1) | Direct | |
| 2018-01-30 | Dividend Equivalent Rights | $ | M | 193 | Disposed | Common Shares (193) | Direct | |
| 2018-01-31 | Dividend Equivalent Rights | $ | M | 43 | Disposed | Common Shares (43) | Direct | |
| 2018-01-31 | Dividend Equivalent Rights | $ | M | 99 | Disposed | Common Shares (99) | Direct |
Footnotes
F1: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.
F3: On January 30, 2015, the reporting person was granted 198 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.
F4: On April 1, 2015, the reporting person was granted 186 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.
F5: On July 1, 2015, the reporting person was granted 210 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.
F6: On October 1, 2015, the reporting person was granted 205 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.
F7: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F8: On February 3, 2017, the reporting person was granted 4,399 restricted stock units, vesting on January 31, 2018.