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SCOTTS MIRACLE-GRO CO — Director's Dealing 2018
Feb 1, 2018
31301_dirs_2018-02-01_caa15bba-9710-468a-ad02-1a931a4fc7de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2018-01-30
Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-30 | Common Shares | A | 31531 | — | Acquired | 97714.144 | Direct |
| 2018-01-30 | Common Shares | F | 12654 | $91.96 | Disposed | 85060.144 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 43704.775 | Indirect |
| Common Shares | 1864791 | Indirect |
Footnotes
F1: On January 30, 2015, the reporting person was granted an award of 31,531 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.
F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.