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SCOTTS MIRACLE-GRO CO Director's Dealing 2017

Feb 1, 2017

31301_dirs_2017-02-01_c6d69c7a-8fd4-4ade-81f6-328231421c39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2017-01-30

Reporting Person: HAGEDORN JAMES (Director, Chairman and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-30 Common Shares A 33344 Acquired 41146.568 Direct
2017-01-30 Common Shares A 24629 Acquired 65775.568 Direct
2017-01-31 Common Shares J 24.1633 $82.77 Acquired 65799.7313 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 42288.998 Indirect
Common Shares 1880791 Indirect

Footnotes

F1: On January 29, 2016, the reporting person was granted an award of 33,344 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 33,344 restricted stock units.

F2: Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.