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SCOTTS MIRACLE-GRO CO Director's Dealing 2017

Oct 10, 2017

31301_dirs_2017-10-10_681c19c0-2dfa-4d22-a061-9ba20b552337.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2017-09-30

Reporting Person: Coleman Thomas Randal (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-30 Common Shares M 2334 Acquired 16424 Direct
2017-09-30 Common Shares F 1108 $98.34 Disposed 15316 Direct
2017-10-05 Common Shares S 1226 $99.67 Disposed 14090 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-30 Restricted Stock Units $ M 2334 Disposed Common Shares (2334) Direct

Footnotes

F1: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2017.

F3: On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.