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SCOTTS MIRACLE-GRO CO — Director's Dealing 2017
Oct 10, 2017
31301_dirs_2017-10-10_681c19c0-2dfa-4d22-a061-9ba20b552337.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2017-09-30
Reporting Person: Coleman Thomas Randal (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-30 | Common Shares | M | 2334 | — | Acquired | 16424 | Direct |
| 2017-09-30 | Common Shares | F | 1108 | $98.34 | Disposed | 15316 | Direct |
| 2017-10-05 | Common Shares | S | 1226 | $99.67 | Disposed | 14090 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-30 | Restricted Stock Units | $ | M | 2334 | Disposed | Common Shares (2334) | Direct |
Footnotes
F1: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2017.
F3: On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.
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