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SCOTTS MIRACLE-GRO CO — Director's Dealing 2017
Feb 2, 2017
31301_dirs_2017-02-02_f1a2cd2c-f80f-4f1d-91cc-c56d77c96fb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2017-01-31
Reporting Person: Johnson Stephen L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Shares | M | 4320 | — | Acquired | 18912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Deferred Stock Units | $ | M | 150 | Disposed | Common Shares (150) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 131 | Disposed | Common Shares (131) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 170 | Disposed | Common Shares (170) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 159 | Disposed | Common Shares (159) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 2396 | Disposed | Common Shares (2396) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 115 | Disposed | Common Shares (115) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 110 | Disposed | Common Shares (110) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 653 | Disposed | Common Shares (653) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 117 | Disposed | Common Shares (117) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 116 | Disposed | Common Shares (116) | Direct | |
| 2017-01-31 | Dividend Equivalent Rights | $ | M | 203 | Disposed | Common Shares (203) | Direct |
Footnotes
F1: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2: On January 20, 2012, the reporting person was granted 157 deferred stock units, with accruing dividend equivalent rights, vesting on January 20, 2012.
F3: On April 2, 2012, the reporting person was granted 138 deferred stock units, with accruing dividend equivalent rights, vesting on April 2, 2012.
F4: On July 2, 2012, the reporting person was granted 177 deferred stock units, with accruing dividend equivalent rights, vesting on July 2, 2012.
F5: On October 1, 2012, the reporting person was granted 166 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2012.
F6: On January 31, 2014, the reporting person was granted 2,511 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.
F7: On January 31, 2014, the reporting person was granted 122 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2014.
F8: On April 1, 2014, the reporting person was granted 117 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2014.
F9: On May 1, 2014, the reporting person was granted 685 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.
F10: On July 1, 2014, the reporting person was granted 124 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2014.
F11: On October 1, 2014, the reporting person was granted 123 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2014.