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SCOTTS MIRACLE-GRO CO — Director's Dealing 2017
Feb 2, 2017
31301_dirs_2017-02-02_9aa9730d-1e58-493c-8bc4-b0d121ea3f2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2017-01-31
Reporting Person: Hanft Adam (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Shares | M | 4150 | — | Acquired | 38111 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Deferred Stock Units | $ | M | 2171 | Disposed | Common Shares (2171) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 229 | Disposed | Common Shares (229) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 216 | Disposed | Common Shares (216) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 872 | Disposed | Common Shares (872) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 234 | Disposed | Common Shares (234) | Direct | |
| 2017-01-31 | Deferred Stock Units | $ | M | 232 | Disposed | Common Shares (232) | Direct | |
| 2017-01-31 | Dividend Equivalent Rights | $ | M | 196 | Disposed | Common Shares (196) | Direct |
Footnotes
F1: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2: On January 31, 2014, the reporting person was granted 2,274 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.
F3: On January 31, 2014, the reporting person was granted 242 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2014.
F4: On April 1, 2014, the reporting person was granted 227 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2014.
F5: On May 1, 2014, the reporting person was granted 915 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.
F6: On July 1, 2014, the reporting person was granted 247 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2014.
F7: On October 1, 2014, the reporting person was granted 245 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2014.