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SCOTTS MIRACLE-GRO CO — Director's Dealing 2016
Feb 2, 2016
31301_dirs_2016-02-02_044204b9-a01f-41ee-8178-4691576eb26b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
CIK: 0000825542
Period of Report: 2016-01-29
Reporting Person: Hanft Adam (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Common Shares | A | 2476 | — | Acquired | 22971 | Direct |
| 2016-01-29 | Common Shares | A | 183 | $68.68 | Acquired | 23154 | Direct |
| 2016-01-31 | Common Shares | M | 2342 | — | Acquired | 25496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-31 | Deferred Stock Units | $ | M | 284 | Disposed | Common Shares (284) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 250 | Disposed | Common Shares (250) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 282 | Disposed | Common Shares (282) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 325 | Disposed | Common Shares (325) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 306 | Disposed | Common Shares (306) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 319 | Disposed | Common Shares (319) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 282 | Disposed | Common Shares (282) | Direct | |
| 2016-01-31 | Deferred Stock Units | $ | M | 246 | Disposed | Common Shares (246) | Direct | |
| 2016-01-31 | Dividend Equivalent Rights | $ | M | 48 | Disposed | Common Shares (48) | Direct |
Footnotes
F1: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.
F2: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F3: On January 21, 2011, the reporting person was granted 290 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F4: On April 1, 2011, the reporting person was granted 256 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F5: On July 1, 2011, the reporting person was granted 288 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F6: On October 3, 2011, the reporting person was granted 331 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F7: On January 18, 2013, the reporting person was granted 312 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F8: On April 1, 2013, the reporting person was granted 325 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F9: On July 1, 2013, the reporting person was granted 288 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.
F10: On October 1, 2013, the reporting person was granted 252 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2016.